This is a second-line compliance role supporting a specialist team responsible for the onboarding and ongoing CDD requirements of a high-quality private client portfolio. You will work closely with Client Services and internal stakeholders to ensure that CDD across a range of structures, including trusts, companies, foundations and partnerships, meets regulatory standards.

Key Responsibilities

• Analysing structures to identify relevant entities, key principals and identification subjects, and determining the appropriate level of CDD required

• Reviewing, assessing and documenting CDD received, and communicating deficiencies or further requirements

• Monitoring and reviewing adverse hits generated by manual and automated screening systems

• Maintaining accurate records and risk factor data within the firm’s fiduciary software

• Assisting with CDD-related reporting for internal committee meetings

The Ideal Candidate

• Front-line compliance experience, ideally within the fiduciary sector

• Solid knowledge of CDD requirements and enhanced due diligence for trusts and legal persons

• Familiarity with the GFSC Handbook on Countering Financial Crime (AML/CFT/CPF)

• Strong analytical skills with excellent attention to detail

• A professional qualification in AML/CFT is advantageous

• Experience with Acumen and/or Laserfiche is preferred but not essential